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R.T. Jones reaches settlement with SEC in data breach case

Discussion in 'SC Magazine' started by RSS, Sep 23, 2015.

  1. RSS

    RSS New Member Member

    The Securities and Exchange Commission (SEC) slapped St. Louis-based investment adviser R.T. Jones Capital Equities Management with a $75,000 penalty in a settlement over the firm's failure to establish cybersecurity policies and procedures before a breach compromised personal information of 100,000 people.[​IMG]

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